Three-prime Evidence Groups &
Alternative Cleavage / Polyadenylation Site Usage


The analysis of transcriptional termination sites requires evidence alignments related to such sites. In terms of the GAEVAL algorithm the evidence currently used includes 'full-length' cDNA sequences and 'three-prime' EST sequences. In order to capture this information in the GFF file input it is REQUIRED that these sequences include the attributes 'full_length_transcript=1' and 'end_type=T' respectively. For an example of this format see example4.gff3


Determining the exact nucleotide (or nucleotide region) at which transcription concludes for a gene has been an active field of study for over three decades. However, with the increased availability of genomic sequence, and thus an inherent need for gene annotation, tools and methods for accurate prediction of the downstream extent of a gene are in demand now more than ever. Herein we discuss current knowledge of the biological properties of the cleavage / polyadenylation site as well as methods for locating an approximate region of termination given available EST and cDNA evidence.

The Biology

In eukaryotes, the common RNA-POL II transcribed gene undergoes the processes of maturation (ie. capping, splicing, and polyadenylation) concurrent with transcription. While the exact mechanism which terminates transcription is unproven, the common assumption is that a lack of processivity of the RNA-POL II caused by dissociation of stabilizing elongation factors in concert with cleavage/polyadenylation allow termination to occur at the next thermodynamically favorable location (Zhao, 1999). Thus the exact point of pre-mRNA transcript termination may or may not be conserved. However the site of cleavage/poyladenylation is generally static as shown by mutation studies which produce transcriptional run-off when this site is altered. While the extent of transcriptional excess may have regulatory consequences, identification of the cleavage/polyadenylation site is sufficient to determine the sequence extent of mature mRNA as related to the annotation of a given transcriptional unit.

Genomic Landmarks for Locating a CPS

Cleavage / Polyadenylation sites are largely difficult to predict based on sequence motifs due to their short and often degenerate nature. 3' Expressed Sequence Tags (ESTs) however, provide an empirical method for locating the CPS. By accurate spliced alignment of the 3' ESTs, cluster groups can be used to determine a localized region containing the CPS (Gautheret, 1998). For this analysis, 98,313 3' ESTs were clustered into 13,148 multi-member clusters. Variation of the aligned 3' boundary within these Three-Prime EST Groups (TPEGs) is shown in figure 1. As previously observed (Graber, 1999), multiple CPS signals closely spaced (on the order of tens of nucleotides) result in variation of the 3' EST aligned ends (again on the order of tens of nucleotides). This analysis confirms that over 95% of the current gene-model annotations containing TPEGs have 3' boundaries within 150 nucleotides of the TPEG defined CPS (the vast majority have less than a 10 base difference). However exceptions do exists and have been flagged as possible alternative polyadenylation sites, false gene extensions, and false intronic gene mergers.

Figure 1: Three-Prime EST Group Variance

This graph represents the difference in nucleotide position of each Three-Prime EST Group member (ie. each 3' EST) as compared to the median 3' boundary of the cluster. Values range from 0 to 93. The most prevalent positional difference is 0 representing alignment termination at a common nucleotide. 95% of the TPEG member ESTs have variance of less than 16 nucleotides.

Figure 2: TPEG CPS -vs- GeneModel Boundary

This graph represents the difference in nucleotide position of each predicted TPEG defined CPS as compared to the annotated 3' boundary of the containing Gene Model. 95% of all TPEG defined CPSs lie within 150 nucleotides of the annotated 3' gene boundary. Variations much larger than this threshold are considered flagable events (alternative polyadenylation, , false gene extensions, and false intronic gene mergers).